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Registered Investment Companies

Many mutual fund complexes are constrained in their selection of accounting, tax, audit and business consulting providers. This is often due to potential independence issues, the desire to engage an internationally recognized firm, limited expertise within a firm - or simply the desire for another point of view. We understand these dynamics and can provide you with a broad range of assurance, tax and consulting services to meet your needs.

Recommended Insights

INSIGHT ARTICLE

Investment company reporting modernization reforms

Market participants and investors in registered investment vehicles should be aware of investment company reporting modernization reforms.

VIDEO

9th annual RSM Investment Industry Summit presentations

Analysis and insights from RSM financial services specialists on accounting standards, tax strategies, cybersecurity and other issues.

INSIGHT ARTICLE

IRS issues guidance for BDCs and Mutual Funds

The IRS recently issued guidance regarding the treatment of part cash/part stock distributions of regulated investment companies.

INSIGHT ARTICLE

Liquidity and funding risk

A summary of regulatory guidance from FINRA and the SEC and the importance of continually focusing on liquidity risk management procedures.

  • John Hague

Newsletters

Investment Industry Insights
This bi-monthly newsletter focuses on accounting, tax and regulatory news for the asset management industry.


Financial Institution Insights
delivers news and information critical to community banking professionals. The bi-monthly newsletter tackles issues ranging from IT security to regulatory compliance to operational improvement.


AML & Regulatory Compliance News
Compliance news for the banking and investment industry. Gain insights about the latest compliance news and how it will affect your business.


How can we help you??

To discuss how our team can help your business, contact us by phone 800.274.3978 or



Events / Webcasts

IN-PERSON EVENT

2018 Financial Institution Strategic Forum

  • May 15, 2018

Contact

Scott Mackey
Registered Investment Companies Practice Leader

617.912.9000